Document Samples

Download a sample of each document — available for accountants, law firms / solicitors, and real estate agents.

Document 1 of 5

AML/CTF Compliance Policy

Your core compliance manual documenting how your practice mitigates ML/TF risk.

  • Tailored to your designated services
  • Aligned with AUSTRAC's 2025 rules
  • Ready for board or partner approval
Document 2 of 5

ML/TF/PF Risk Assessment

A structured evaluation of the ML/TF/PF risks specific to your firm's clients and services.

  • Service-level risk ratings
  • Client risk factor analysis
  • Documented mitigation controls
Document 3 of 5

KYC Client Onboarding Form

Know-your-customer procedures for verifying clients and identifying beneficial owners.

  • Individual and entity client templates
  • Beneficial ownership verification
  • Ongoing due diligence reminders
Document 4 of 5

Board / Partner Compliance Report

Template for reporting compliance status to your board or partners on a regular basis.

  • Quarterly reporting structure
  • Breach and suspicious matter tracking
  • AUSTRAC enrolment status section
Document 5 of 5

AMLKits Implementation Guide

A practical guide for rolling out your AML/CTF Program — staff awareness, record-keeping, review schedules.

  • Step-by-step rollout checklist
  • Staff training record template
  • Annual review schedule

Ready to generate your firm's documents?

Answer our expert questionnaire and get your complete suite — tailored to your firm — in under 20 minutes.